Restructured and prepared Regulation D private offering for heavy-duty HVAC manufacturer with international military and industrial client base, and resolved key issues relating to valuation, intellectual property and corporate governance.
Represented a private equity fund in executing a convertible debt financing of a sustainable biomass manufacturer.
Assisted a publicly-traded company in updating and restructuring its shareholder rights plan (poison pill) and structuring a “going dark” transaction.
Structured and executed a multi-million Dollar self-tender offer by an AMEX-listed foreign private issuer in the shipping business.
Negotiated and closed an international debt offering on behalf of a major Brazilian state-owned petroleum company and its affiliated consortium of South American petroleum producers, for the construction financing of offshore drilling rigs.
Advised numerous foreign private issuers on Regulation S offerings and ’34 Act compliance and reporting matters.